Notification of Major Holdings
1. Details of issuer
Name: |
KAP AG |
Street: |
Edelzeller Straße 44 |
Postal code: |
36043 |
City: |
Fulda Germany |
Legal Entity Identifier (LEI): |
529900PL69Z32D8WH189 |
2. Reason for notification
X |
Acquisition/disposal of shares with voting rights |
X |
Acquisition/disposal of instruments |
|
Change of breakdown of voting rights |
X |
Other reason: Voluntary group notification due to crossing of thresholds on subsidiray level as a result of an intra-group reorganization |
3. Details of person subject to the notification obligation
Natural person (first name, surname): Daniel Anthony D’Aniello Date of birth: 11 Sep 1946 |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
|
% of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
Total of both in % (7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG |
New |
45.51 % |
25.51 % |
71.02 % |
7760353 |
Previous notification |
46.10 % |
25.85 % |
71.95 % |
/ |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN |
Absolute |
In % |
|
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
DE0006208408 |
0 |
3531719 |
0.00 % |
45.51 % |
Total |
3531719 |
45.51 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
|
|
|
|
% |
|
|
Total |
|
% |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
Right of first refusal in shareholders agreement (subject to condition precedent) |
N/A |
N/A |
Physical |
1980000 |
25.51 % |
|
|
|
Total |
1980000 |
25.51 % |
8. Information in relation to the person subject to the notification obligation
|
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name |
% of voting rights (if at least 3% or more) |
% of voting rights through instruments (if at least 5% or more) |
Total of both (if at least 5% or more) |
Daniel Anthony D’Aniello |
% |
% |
% |
Carlyle Group Management L.L.C. |
% |
% |
% |
The Carlyle Group Inc. |
% |
% |
% |
Carlyle Holdings III GP Management L.L.C. |
% |
% |
% |
Carlyle Holdings III GP L.P. |
% |
% |
% |
Carlyle Holdings III GP Sub L.L.C. |
% |
% |
% |
Carlyle Holdings III L.P. |
% |
% |
% |
TC Group Cayman, L.P. |
% |
% |
% |
TC Group Cayman Sub L.P, |
% |
% |
% |
CSP IV (Cayman 3) GP, Ltd. |
% |
% |
% |
CSP IV (Cayman 3) General Partner, L.P. |
% |
% |
% |
CSP IV (Cayman 3), L.P, |
% |
% |
% |
Diamant Acquisition, L.P. |
% |
% |
% |
CSP Diamant LuxCo I S.a.r.l. |
% |
% |
% |
CSP Diamant LuxCo II S.a.r.l. |
% |
% |
% |
Project Diamant Administration GmbH |
% |
% |
% |
Project Diamant GmbH & Co. KG |
% |
% |
% |
Project Diamant Bidco AG |
45.51% % |
25.51% % |
71.02% % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights |
Proportion of instruments |
Total of both |
% |
% |
% |
10. Other explanatory remarks:
Date