Notification of Major Holdings
1. Details of issuer
Name: |
TUI AG |
Street: |
Karl-Wiechert-Allee 4 |
Postal code: |
30625 |
City: |
Hannover Germany |
Legal Entity Identifier (LEI): |
529900SL2WSPV293B552 |
2. Reason for notification
|
Acquisition/disposal of shares with voting rights |
|
Acquisition/disposal of instruments |
|
Change of breakdown of voting rights |
X |
Other reason: Subscription of new shares from a rights offering |
3. Details of person subject to the notification obligation
Legal entity: Barclays Plc City of registered office, country: London, United Kingdom |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
Barclays Bank Ireland PLC
|
5. Date on which threshold was crossed or reached:
6. Total positions
|
% of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
Total of both in % (7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG |
New |
8.73 % |
0.20 % |
8.92 % |
1099393634 |
Previous notification |
n/a % |
n/a % |
n/a % |
/ |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN |
Absolute |
In % |
|
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
DE000TUAG000 |
0 |
95939193 |
0.00 % |
8.73 % |
Total |
95939193 |
8.73 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
Right to recall (Loan) |
n/a |
n/a |
630000 |
0.06 % |
Options |
17/12/2021 |
n/a |
200617 |
0.02 % |
|
|
Total |
830617 |
0.08 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
CFD |
n/a |
n/a |
Cash |
544923 |
0.05 % |
Equity Swap |
25/10/2021 – 04/04/2022 |
n/a |
Cash |
500000 |
0.05 % |
Portfolio Swap |
19/04/2021 – 01/06/2023 |
n/a |
Cash |
299663 |
0.03 % |
|
|
|
Total |
1344586 |
0.12 % |
8. Information in relation to the person subject to the notification obligation
|
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name |
% of voting rights (if at least 3% or more) |
% of voting rights through instruments (if at least 5% or more) |
Total of both (if at least 5% or more) |
Barclays Plc |
% |
% |
% |
Barclays Bank Plc |
% |
% |
% |
Barclays Bank Ireland Plc |
8.69 % |
% |
8.69 % |
– |
% |
% |
% |
Barclays Plc |
% |
% |
% |
Barclays Bank Plc |
% |
% |
% |
Barclays Capital Securities Ltd |
% |
% |
% |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights |
Proportion of instruments |
Total of both |
% |
% |
% |
10. Other explanatory remarks:
Notification is as a result of the subscription of new shares legally owned by the Bank which have been registered in Germany on the 13th of January 2021. |
Date