Notification of Major Holdings
1. Details of issuer
Name: |
Siemens Energy AG |
Street: |
Otto-Hahn-Ring 6 |
Postal code: |
81739 |
City: |
Munich Germany |
Legal Entity Identifier (LEI): |
5299005CHJZ14D4FDJ62 |
2. Reason for notification
X |
Acquisition/disposal of shares with voting rights |
X |
Acquisition/disposal of instruments |
|
Change of breakdown of voting rights |
X |
Other reason: Voluntary group notification with triggered threshold on subsidiary level |
3. Details of person subject to the notification obligation
Legal entity: The Goldman Sachs Group, Inc. City of registered office, country: Wilmington, DE, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
|
% of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
Total of both in % (7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG |
New |
0.93 % |
6.88 % |
7.81 % |
799309712 |
Previous notification |
0.54 % |
6.50 % |
7.04 % |
/ |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN |
Absolute |
In % |
|
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
US82621A1043 |
0 |
117064 |
0 % |
0.01 % |
DE000ENER6Y0 |
0 |
7307779 |
0 % |
0.91 % |
Total |
7424843 |
0.93 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
Right To Recall |
Open |
|
23208556 |
2.90 % |
Right Of Use |
Open |
|
9289670 |
1.16 % |
Convertible Bond |
14.09.2025 |
|
6188048 |
0.77 % |
Swap |
05.11.2029 |
|
104756 |
0.01 % |
Call Option |
19.12.2025 |
|
810000 |
0.10 % |
Call Warrant |
05.11.2029 |
|
104232 |
0.01 % |
|
|
Total |
39705262 |
4.97 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
Swap |
24.11.2033 |
|
Cash |
12993632 |
1.63 % |
Put Option |
20.12.2024 |
|
Physical |
1320300 |
0.17 % |
Call Warrant |
31.12.2030 |
|
Cash |
967905 |
0.12 % |
Call Option |
08.12.2023 |
|
Cash |
14 |
0.000002 % |
|
|
|
Total |
15281850 |
1.91 % |
8. Information in relation to the person subject to the notification obligation
|
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name |
% of voting rights (if at least 3% or more) |
% of voting rights through instruments (if at least 5% or more) |
Total of both (if at least 5% or more) |
The Goldman Sachs Group, Inc. |
% |
% |
% |
GSAM Holdings LLC |
% |
% |
% |
Goldman Sachs Asset Management, L.P. |
% |
% |
% |
– |
% |
% |
% |
The Goldman Sachs Group, Inc. |
% |
% |
% |
GSAM Holdings LLC |
% |
% |
% |
Goldman Sachs Asset Management Holdings LLC |
% |
% |
% |
Goldman Sachs Asset Management UK Holdings I Ltd |
% |
% |
% |
Goldman Sachs Asset Management UK Holdings II Ltd |
% |
% |
% |
Goldman Sachs Asset Management Holdings I B.V. / Goldman Sachs Asset Management Holdings II B.V. |
% |
% |
% |
Goldman Sachs Asset Management Holdings B.V. |
% |
% |
% |
– |
% |
% |
% |
The Goldman Sachs Group, Inc. |
% |
% |
% |
Goldman Sachs (UK) L.L.C. |
% |
% |
% |
Goldman Sachs Group UK Limited |
% |
% |
% |
Goldman Sachs International Bank |
% |
% |
% |
– |
% |
% |
% |
The Goldman Sachs Group, Inc. |
% |
% |
% |
Goldman Sachs Bank USA |
% |
% |
% |
Goldman Sachs Bank Europe SE |
% |
% |
% |
– |
% |
% |
% |
The Goldman Sachs Group, Inc. |
% |
% |
% |
Goldman, Sachs & Co. Wertpapier GmbH |
% |
% |
% |
– |
% |
% |
% |
The Goldman Sachs Group, Inc. |
% |
% |
% |
Goldman Sachs & Co. LLC |
% |
% |
% |
– |
% |
% |
% |
The Goldman Sachs Group, Inc. |
% |
% |
% |
Goldman Sachs (UK) L.L.C. |
% |
% |
% |
Goldman Sachs Group UK Limited |
% |
% |
% |
Goldman Sachs International |
% |
% |
5.59 % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights |
Proportion of instruments |
Total of both |
% |
% |
% |
10. Other explanatory remarks:
Date
30.11.2023 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.eqs-news.com